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sd-10-EFTA01460867Dept. of JusticeOther

EFTA Document EFTA01460867

From: Chip Packard Sent: 11/27/2014 9:04:16 AM To: Caroline Kitidis CC: Haig Ariyan Subject: Re: KCP balance of year [I] Thanks Caroline. Happy Thanksgiving. sent from my iPad > On Nov 26, 2014, at 4:26 PM, "Caroline Kitidis" > wrote: > • Classification: For internal use only > • Hi guys, > Here is a quick summary. All AWM revs. Nov & Dec flash = 10.8mm total expected prior to year end. See breakdown below with 2015 pipeline. > • Have a nice Thanksgiving. > • *November Reve

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From: Chip Packard Sent: 11/27/2014 9:04:16 AM To: Caroline Kitidis CC: Haig Ariyan Subject: Re: KCP balance of year [I] Thanks Caroline. Happy Thanksgiving. sent from my iPad > On Nov 26, 2014, at 4:26 PM, "Caroline Kitidis" > wrote: > • Classification: For internal use only > • Hi guys, > Here is a quick summary. All AWM revs. Nov & Dec flash = 10.8mm total expected prior to year end. See breakdown below with 2015 pipeline. > • Have a nice Thanksgiving. > • *November Reve

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From: Chip Packard Sent: 11/27/2014 9:04:16 AM To: Caroline Kitidis CC: Haig Ariyan Subject: Re: KCP balance of year [I] Thanks Caroline. Happy Thanksgiving. sent from my iPad > On Nov 26, 2014, at 4:26 PM, "Caroline Kitidis" > wrote: > • Classification: For internal use only > • Hi guys, > Here is a quick summary. All AWM revs. Nov & Dec flash = 10.8mm total expected prior to year end. See breakdown below with 2015 pipeline. > • Have a nice Thanksgiving. > • *November Revenue Flash - 6.1mm* > KCP US - 2.3mm > KCPLATAM - 0.5mm > WIC US - 3.1mm > WIC LATAM - 0.2mm > • Key Transactions closed in Nov (expected in Nov KCP flash * above) - 1.15mm (of the 2.8mm) Entrust VFN fund leverage renewal - 0.25mm UHNWI Argentina loan / co. sale - 0.4mm Levy CRE conduit loan - 0.25mm Epstein AAPL TRS - 0.2mm Epstein EUR fx hedge - 0.05mm > November executed but not received - 1.25mm Bill Forrest Swap on SPY - 0.05mm Westchester Student Housing TRS - 0.1mm Guggenheim VRN - 0.25mm PEAK 6 Project Troop - 0.15mm Jaws / JHAC Tobacco - 0.5mm m&R CRE loan - 0.2mm > • *December Flash - 4.7mm* (includes Nov executed but not received * above) KCP US - 2mm KCP LATAM - 0.5mm WIC US - 2.1mm WIC LATAM - 0.1mm > Expect to close in 2015: > 1. Private Markets: > RIN: Closed Q4 - awaiting RCs, payment Q1 2015 Suntex capital raise , first close end of Jan 2015 LiquidAlts - Focus Q1 2015 Risk Factors - Focus Q1 2015 Lift One Aspen RE - Q4/Q1 Hyperion Homes - Currently live - Q4/Q1 Extell - Going through approval Q4/Q1 > • 2. Transactions: > 325mm Palmer Muni TRS - $2.5mm > 43mm Tsouk. water Rights - 500k > 42mm CLN Carribean client - 2mm > 200mm Financing facility fund of funds for skybridge, $2mm ann. > 50mm warehouse lighting contracts - 1.5mm 75mm loan oil & gas - 500k 40mm facility oil and gas 2.2mm > • Kind regards, > • Caroline Kitidis > • Caroline V. Kitidis > Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & wealth Management > 345 Park Avenue, 26th Floor > New York, NY 10154-0004 > Tel. 212 454-0601 > mobil > Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122487 CONFIDENTIAL SDNY_GM_00268671 EFTA01460867

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Subject: RE: KCP balance of ear I From: Caroline Kitidis Date: Wed, 26 Nov 2014 : : - To: Chip Packard Cc: Haig Ariyan BCC: Classification: For internal use only Hi guys, Here is a quick summary. All AWM revs. Nov & Dec flash = 10.8mm total expected prior to year end. Se e breakdown below with 2015 pipeline. Have a nice Thanksgiving. *November Revenue Flash - 6.1mm* KCP US - 2.3mm KCP LATAM - 0.5mm WIC US - 3.1mm WIC LATAM - 0.2mm Key Transactions closed in Nov (expected in Nov

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Subject: Re: Grt news, new assets [I] From: Caroline Kitidis Date: Tue, 07 Oct 2014 12:33:15 -0400 To: Chip Packard Classification: For internal use only Team effort ;-) From: Chip Packard Sent: 10/07/2014 11:59 AM AST To: Caroline Kitidis Subject: Re: Grt news, new assets [I] Classification: For internal use only You did all the work. Chip Packard Managing Director Deutsche Asset and Wealth Management 345 Park Avenue New York NY. 10154 Phone: Mobile: Email: From: Caroline Kit

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